Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.

Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.

De Wet, Philippus Rudolph
URI: http://hdl.handle.net/2263/70074
Date: 2018

Abstract:

The purpose of this dissertation is to consider the need and justification for the incorporation of a Corporate Leniency Policy, or similar leniency policy, for transgressors of insider trading to self-report under the Financial Sector Regulations Act No. 9 of 2017 in an attempt to obtain immunity from prosecution for insider trading.

Description:

Mini Dissertation (LLM)--University of Pretoria, 2018.

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