Importance of temporal preserving latent analysis for latent variable models in fault diagnostics of rotating machinery

dc.contributor.authorBalshaw, Ryan
dc.contributor.authorHeyns, P.S. (Philippus Stephanus)
dc.contributor.authorWilke, Daniel Nicolas
dc.contributor.authorSchmidt, Stephan
dc.date.accessioned2023-04-21T07:27:34Z
dc.date.available2023-04-21T07:27:34Z
dc.date.issued2022-04
dc.description.abstractLatent variable models are important for condition monitoring as they learn, without any supervision, the healthy state of a physical asset as part of its latent manifold. This negates the need for labelled fault data and the application of supervised learning techniques. Latent variable models offer information from which health indicators can be derived for condition monitoring. Namely, information from the latent space and the data space can be used for condition inference. These health indicators are used to explain changes in a physical asset’s condition. Conventional black-box approaches only offer information from the data space in the form of reconstruction errors. In contrast, latent variable models offer a latent space and reconstruction space for inference. However, the current application of latent variable models either disregards latent space information or fails to realise its full potential. The full potential can be realised by preserving the time information in the data. Therefore, we propose a model evaluation procedure that specifically preserves time in the latent health indicators. The procedure is generic and can be applied to any latent variable model as demonstrated for Principal Component Analysis (PCA), Variational Auto-Encoders (VAEs) and Generative Adversarial Networks (GANs) in this study. In general, as time information can be discarded or preserved for derived latent health indicators, this study advocates that health indicators that preserve time are more useful for condition monitoring than health indicators that discard time. In addition, it enables the interpretation of the learnt latent manifold dynamics and allows for alternative latent indicators to be developed and deployed for fault detection. The proposed temporal preservation model evaluation procedure is applied to three classes of latent variable models using two datasets. Three model-independent latent health indicators that preserve time are proposed and shown to be informative on all three classes of latent variable models for both datasets. The temporal preserving latent analysis procedure is demonstrated to be essential to derive more informative latent metrics from latent variable models.en_US
dc.description.departmentMechanical and Aeronautical Engineeringen_US
dc.description.librarianhj2023en_US
dc.description.urihttp://www.elsevier.com/locate/ymsspen_US
dc.identifier.citationBalshaw, R., Heyns, P.S., Wilke, D.N. & Schmidt, S. 2022, 'Importance of temporal preserving latent analysis for latent variable models in fault diagnostics of rotating machinery', Mechanical Systems and Signal Processing, vol. 168, art. 108663, pp. 1-26, doi : 10.1016/j.ymssp.2021.108663.en_US
dc.identifier.issn0888-3270 (print)
dc.identifier.issn1096-1216 (online)
dc.identifier.other10.1016/j.ymssp.2021.108663
dc.identifier.urihttp://hdl.handle.net/2263/90417
dc.language.isoenen_US
dc.publisherElsevieren_US
dc.rights© 2022 Elsevier Ltd. Notice : this is the author’s version of a work that was accepted for publication in Mechanical Systems and Signal Processing. Changes resulting from the publishing process, such as peer review, editing, corrections, structural formatting, and other quality control mechanisms may not be reflected in this document. A definitive version was subsequently published in Mechanical Systems and Signal Processing, vol. 168, art. 108663, pp. 1-26, 2022, doi : 10.1016/j.ymssp.2021.108663.en_US
dc.subjectTime-varying operating conditionsen_US
dc.subjectFault diagnosticsen_US
dc.subjectLatent analysisen_US
dc.subjectTemporal preservationen_US
dc.subjectLatent variable modelsen_US
dc.subjectUnsupervised learningen_US
dc.subjectGenerative adversarial network (GAN)en_US
dc.subjectPrincipal component analysis (PCA)en_US
dc.subjectVariational auto-encoder (VAE)en_US
dc.subject.otherEngineering, built environment and information technology articles SDG-04
dc.subject.otherSDG-04: Quality education
dc.subject.otherEngineering, built environment and information technology articles SDG-08
dc.subject.otherSDG-08: Decent work and economic growth
dc.subject.otherEngineering, built environment and information technology articles SDG-09
dc.subject.otherSDG-09: Industry, innovation and infrastructure
dc.subject.otherEngineering, built environment and information technology articles SDG-12
dc.subject.otherSDG-12: Responsible consumption and production
dc.titleImportance of temporal preserving latent analysis for latent variable models in fault diagnostics of rotating machineryen_US
dc.typePreprint Articleen_US

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