Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading.

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DeWet_Incorporation_2018.pdf (1.42 MB)

Date

2018

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University of Pretoria

Abstract

The purpose of this dissertation is to consider the need and justification for the incorporation of a Corporate Leniency Policy, or similar leniency policy, for transgressors of insider trading to self-report under the Financial Sector Regulations Act No. 9 of 2017 in an attempt to obtain immunity from prosecution for insider trading.

Description

Mini Dissertation (LLM)--University of Pretoria, 2018.

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UCTD

Sustainable Development Goals

Citation

De Wet, PR 2018, Incorporation of a corporate leniency policy ("CLP") under the Financial Markets Act ("FMA") as a means to limiting insider trading., LLM Mini Dissertation, University of Pretoria, Pretoria, viewed yymmdd <http://hdl.handle.net/2263/70074>

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http://hdl.handle.net/2263/70074

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Theses and Dissertations (University of Pretoria)
Theses and Dissertations (Mercantile Law)
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