Importance of temporal preserving latent analysis for latent variable models in fault diagnostics of rotating machinery

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dc.contributor.author Balshaw, Ryan
dc.contributor.author Heyns, P.S. (Philippus Stephanus)
dc.contributor.author Wilke, Daniel Nicolas
dc.contributor.author Schmidt, Stephan
dc.date.accessioned 2023-04-21T07:27:34Z
dc.date.available 2023-04-21T07:27:34Z
dc.date.issued 2022-04
dc.description.abstract Latent variable models are important for condition monitoring as they learn, without any supervision, the healthy state of a physical asset as part of its latent manifold. This negates the need for labelled fault data and the application of supervised learning techniques. Latent variable models offer information from which health indicators can be derived for condition monitoring. Namely, information from the latent space and the data space can be used for condition inference. These health indicators are used to explain changes in a physical asset’s condition. Conventional black-box approaches only offer information from the data space in the form of reconstruction errors. In contrast, latent variable models offer a latent space and reconstruction space for inference. However, the current application of latent variable models either disregards latent space information or fails to realise its full potential. The full potential can be realised by preserving the time information in the data. Therefore, we propose a model evaluation procedure that specifically preserves time in the latent health indicators. The procedure is generic and can be applied to any latent variable model as demonstrated for Principal Component Analysis (PCA), Variational Auto-Encoders (VAEs) and Generative Adversarial Networks (GANs) in this study. In general, as time information can be discarded or preserved for derived latent health indicators, this study advocates that health indicators that preserve time are more useful for condition monitoring than health indicators that discard time. In addition, it enables the interpretation of the learnt latent manifold dynamics and allows for alternative latent indicators to be developed and deployed for fault detection. The proposed temporal preservation model evaluation procedure is applied to three classes of latent variable models using two datasets. Three model-independent latent health indicators that preserve time are proposed and shown to be informative on all three classes of latent variable models for both datasets. The temporal preserving latent analysis procedure is demonstrated to be essential to derive more informative latent metrics from latent variable models. en_US
dc.description.department Mechanical and Aeronautical Engineering en_US
dc.description.librarian hj2023 en_US
dc.description.uri http://www.elsevier.com/locate/ymssp en_US
dc.identifier.citation Balshaw, R., Heyns, P.S., Wilke, D.N. & Schmidt, S. 2022, 'Importance of temporal preserving latent analysis for latent variable models in fault diagnostics of rotating machinery', Mechanical Systems and Signal Processing, vol. 168, art. 108663, pp. 1-26, doi : 10.1016/j.ymssp.2021.108663. en_US
dc.identifier.issn 0888-3270 (print)
dc.identifier.issn 1096-1216 (online)
dc.identifier.other 10.1016/j.ymssp.2021.108663
dc.identifier.uri http://hdl.handle.net/2263/90417
dc.language.iso en en_US
dc.publisher Elsevier en_US
dc.rights © 2022 Elsevier Ltd. Notice : this is the author’s version of a work that was accepted for publication in Mechanical Systems and Signal Processing. Changes resulting from the publishing process, such as peer review, editing, corrections, structural formatting, and other quality control mechanisms may not be reflected in this document. A definitive version was subsequently published in Mechanical Systems and Signal Processing, vol. 168, art. 108663, pp. 1-26, 2022, doi : 10.1016/j.ymssp.2021.108663. en_US
dc.subject Time-varying operating conditions en_US
dc.subject Fault diagnostics en_US
dc.subject Latent analysis en_US
dc.subject Temporal preservation en_US
dc.subject Latent variable models en_US
dc.subject Unsupervised learning en_US
dc.subject Generative adversarial network (GAN) en_US
dc.subject Principal component analysis (PCA) en_US
dc.subject Variational auto-encoder (VAE) en_US
dc.subject.other Engineering, built environment and information technology articles SDG-04
dc.subject.other SDG-04: Quality education
dc.subject.other Engineering, built environment and information technology articles SDG-08
dc.subject.other SDG-08: Decent work and economic growth
dc.subject.other Engineering, built environment and information technology articles SDG-09
dc.subject.other SDG-09: Industry, innovation and infrastructure
dc.subject.other Engineering, built environment and information technology articles SDG-12
dc.subject.other SDG-12: Responsible consumption and production
dc.title Importance of temporal preserving latent analysis for latent variable models in fault diagnostics of rotating machinery en_US
dc.type Preprint Article en_US


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